Annotation 2 - Fifteenth Amendment
Although the Fifteenth Amendment is ''self-executing,'' 26 the Court early emphasized that the right granted to be free from racial discrimination ''should be kept free and pure by congressional enactment whenever that is necessary.'' 27 Following ratification of the Fifteenth Amendment in 1870, Congress passed the Enforcement Act of 1870, 28 which had started out as a bill to prohibit state officers from restricting suffrage on racial grounds and providing criminal penalties and ended up as a comprehensive measure aimed as well at private action designed to interfere with the rights guaranteed under the Fourteenth and Fifteenth Amend ments. Insofar as this legislation reached private action, it was largely nullified by the Supreme Court and the provisions aimed at official action proved ineffectual and much of it was later repealed. 29 More recent legislation has been much more far-reaching in this respect and has been sustained.
State Action .--Like Sec. 1 of the Fourteenth, Sec. 1 of the Fifteenth Amendment prohibits official denial of the rights therein guaranteed, giving rise to the ''state action'' doctrine. 30 Nevertheless, the Supreme Court in two early cases seemed to be of the opinion that Congress could protect the rights against private deprivation, on the theory that Congress impliedly had power to protect the enjoyment of every right conferred by the Constitution against deprivation from any source. 31 But in James v. Bowman 32 the Court held that legislation based on the Fifteenth Amendment which attempted to prohibit private as well as official interference with the right to vote on racial grounds was unconstitutional, and that interpretation was not questioned until 1941. 33 But the Court's interpretation of the ''state action'' requirement in cases brought under Sec. 1 of the Fifteenth Amendment narrowed the requirement there and opened the possibility, when these decisions are considered with cases decided under the Fourteenth Amendment, that Congress is not limited to legislation directed to official discrimination. 34
Thus, in Smith v. Allwright, 35 the exclusion of African Americans from political parties without the compulsion or sanction of state law was nonetheless held to violate the Fifteenth Amendment because political parties were so regulated otherwise as to be in effect agents of the State and thus subject to the Fifteenth Amendment; additionally, in one passage the Court suggested that the failure of the State to prevent the racial exclusion might be the act implicating the Amendment. 36 Then, in Terry v. Adams, 37 the political organization was not regulated by the State at all and selected its candidates for the Democratic primary election by its own processes; all eligible white voters in the jurisdiction were members of the organization but African Americans were excluded. Nevertheless, the Court held that this exclusion violated the Fifteenth Amendment although no rationale was agreed upon by a majority of the Justices. Four of them thought the case simply indistinguishable from Smith v. Allwright and thus did not deal with the central issue. 38 Justice Frankfurter thought the participation of local elected officials in the processes of the organization was sufficient to implicate state action. 39 Three Justices thought that when a purportedly private organization is permitted by the State to assume the functions normally performed by an agency of the State, then that association is subject to federal constitutional restrictions, 40 but this opinion also, in citing selected passages of Yarbrough and Reese and Justice Bradley's circuit opinion in Cruikshank, appeared to be suggesting that the state action requirement is not indispensable. 41 The 1957 Civil Rights Act 42 included a provision prohibiting private action with intent to intimidate or coerce persons in respect of voting in federal elections and authorized the Attorney General to seek injunctive relief against such private actions regardless of the character of the election. The 1965 Voting Rights Act 43 went further and prohibited and penalized private actions to intimidate voters in federal, state, or local elections. The Supreme Court has yet to consider the constitutionality of these sections.
Federal Remedial Legislation .--The history of federal remedial legislation is of modern vintage. 44 The 1957 Civil Rights Act 45 authorized the Attorney General of the United States to seek injunctive relief to prevent interference with the voting rights of citizens. The 1960 Civil Rights Act 46 expanded on this authorization by permitting the Attorney General to seek a court finding of ''pattern or practice'' of discrimination in any particular jurisdiction and authorizing upon the entering of such a finding the registration of all qualified persons in the jurisdiction of the race discriminated against by court-appointed referees. This authorization moved the vindication of voting rights beyond a case-by-case process. Further amendments were added in 1964. 47 Finally, in the Voting Rights Act of 1965 48 Congress went substantially beyond what it had done before. It provided that if the Attorney General determined that any State or political subdivision maintained on November 1, 1964, any ''test or device'' 49 and that less than 50 per cent of the voting age population in that jurisdiction was registered on November 1, 1964, or voted in the 1964 presidential election, such tests or devices were to be suspended for five years and no person should be denied the right to vote on the basis of such a test or device. A State could reinstitute such a test or device within the prescribed period only by establishing in a three-judge court in the District of Columbia that the test or device did not have a discriminatory intent or effect and the covered jurisdiction could only change its election laws in that period by obtaining the approval of the Attorney General or a three-judge court in the District of Columbia. The Act also provided for the appointment of federal examiners who could register persons meeting nondiscriminatory state qualifications who then must be permitted to vote.
These laws the Supreme Court upheld and expansively applied. In United States v. Mississippi 50 the Court held that the Attorney General was properly authorized to sue for preventive relief to protect the right of citizens to vote, that the State could be sued, and that various election officers were defendants and the suit could not be defeated by the resignation of various officers. A lower federal court's judgment voiding an ''interpretation test,'' which required an applicant to interpret a section of the state or federal constitution to the satisfaction of the voting registrar was approved in Louisiana v. United States. 51 The test was bad because it vested vast discretion in the registrars to determine qualifications while imposing no definite and objective standards for administration of the tests, a system which the evidence showed had been administered so as to disqualify African Americans and qualify whites. The Court also affirmed the lower court's decree invalidating imposition of a new objective test for new voters unless the State required all present voters to reregister so that all voters were tested by the same standards.
But it was in upholding the constitutionality of the 1965 Act that the Court sketched in the outlines of a broad power in Con gress to enforce the Fifteenth Amendment. 52 While Sec. 1 authorized the courts to strike down state statutes and procedures which denied the vote on the basis of race, the Court held, Sec. 2 authorized Congress to go beyond proscribing certain discriminatory statutes and practices to ''enforcing'' the guarantee by any rational means at its disposal. The standard was the same as that employed under the ''necessary and proper'' clause supporting other congressional legislation. Congress was therefore justified in deciding that certain areas of the Nation were the primary locations of voting discrimination and in directing its remedial legislation to those areas. Congress chose a rational formula based on the existence of voting tests which could be used to discriminate and based on low registration or voting rates demonstrating the likelihood that the tests had been so used; it could properly suspend for a period all literacy tests in the affected areas upon findings that they had been administered discriminatorily and that illiterate whites had been registered while both literate and illiterate African Americans had not been; it could require the States to seek federal permission to reinstitute old tests or to institute new ones; and it could provide for federal examiners to register qualified voters. The nearly unanimous decision affords Congress a vast amount of discretion to enact measures designed to enforce the Amendment through broad affirmative prescriptions rather than through proscriptions of specific practices. 53 Subsequent decisions confirm the reach of this power. In one case, the Court held that evidence of discrimination in the educational opportunities available to black children in the county as compared to that available to white children during the period in which most of the adults who were now potential voters were in school precluded a North Carolina county from reinstituting a literacy test because of the past educational discrimination. 54 And when Congress in 1970 55 suspended for a five-year period literacy tests throughout the Nation, the Court unanimously sustained the action as a valid measure to enforce the Fifteenth Amendment. 56
Moreover, in City of Rome v. United States, 57 the Court read even more broadly the scope of Congress' remedial powers under Sec. 2 of the Fifteenth Amendment, paralleling the similar reasoning under Sec. 5 of the Fourteenth. The jurisdiction sought to escape from coverage of the Voting Rights Act by showing that it had not utilized any discriminatory practices within the prescribed period. The lower court had found that the City had engaged in practices without any discriminatory motive but that the practices had had a discriminatory impact. The City thus argued that, inasmuch as the Fifteenth Amendment reached only purposeful discrimination, the Act's proscription of effect as well as purpose went beyond Congress' power. The Court held, however, that even if discriminatory intent was a prerequisite to finding a violation of Sec. 1 of the Fifteenth Amendment by the courts, 58 Congress had the authority to go beyond that and proscribe electoral devices that had the effect of discriminating. The section, like Sec. 5 of the Fourteenth Amendment, was in effect a ''necessary and proper clause'' enabling Congress to enact enforcement legislation which was rationally related to the end sought and which was not prohibited by it but was consistent with the letter and spirit of the Constitution, even though the actual practice outlawed or restricted would not be judicially found to violate the Fifteenth Amendment. In so acting, Congress could prohibit state action that perpetuated the effect of past discrimination, or that, because of the existence of past purposeful discrimination, raised a risk of purposeful discrimination that might not lend itself to judicial invalidation. ''It is clear, then, that under Sec. 2 of the Fifteenth Amendment Congress may prohibit practices that in and of themselves do not violate Sec. 1 of the Amendment, so long as the prohibitions attacking racial discrimination in voting are 'appropriate,' as that term is defined in McCulloch v. Maryland and Ex parte Virginia . . . . Congress could rationally have concluded that, because electoral changes by jurisdictions with a demonstrable history of intentional racial discrimination in voting create the risk of purposeful discrimination, it was proper to prohibit changes that have a discriminatory impact. 59 City of Rome is highly significant for the validity of congressional additions to the Voting Rights Act. In 1975 and 1982, the Act was extended and revised to increase its effectiveness, 60 and the 1982 Amendments were addressed to revitalizing Sec. 2 of the Act, which, unlike Sec. Sec. 4 and 5, that remain limited to a number of jurisdictions, applies nationwide. 61 As enacted in 1965, Sec. 2 largely tracked the language of the Fifteenth Amendment itself. In City of Mobile v. Bolden, 62 a majority of the Court agreed that the Fifteenth Amendment and Sec. 2 of the Act were coextensive, but the Justices did not agree on the meaning thus to be ascribed to the statute. A plurality did believe that because the constitutional provision reached only purposeful discrimination, Sec. 2 was similarly limited. It was one major purpose of Congress in 1982 to set aside this possible interpretation and provide that any electoral practice ''which results in a denial or abridgement'' of the right to vote on account of race or color will violate the Act. 63 The subsequent Court adoption, or re- adoption, of the standards by which it can be determined when a practice denies or abridges the right to vote, though couched in terms of proving intent or motivation, may well bring the constitutional and statutory standards into such close agreement that the constitutional question will not arise. 64
[Footnote 28] 16 Stat. 140. Debate on the Act is collected in 1 B. Schwartz, Statutory History of the United States--Civil Rights 454 (1971). See also The Enforcement Act of 1871, ch.99, 16 Stat. 433.
[Footnote 29] Ch. 25 28 Stat 36 (1894); ch. 321 35 Stat. 1153 (1909). See R. Carr, Federal Protection of Civil Rights: Quest for a Sword 35-55 (1947), for a brief history of the enactment and repeal of the statutes. The surviving statutes of this period are 18 U.S.C. Sec. Sec. 241-42, and 42 U.S.C. Sec. Sec. 1971(a), 1983, and 1985(3).
[Footnote 30] Supra, pp. 1786-1802. ''The State . . . must mean not private citizens but those clothed with the authority and influence which official position affords. The application of the prohibition of the Fifteenth Amendment to 'any State' is translated by legal jargon to read 'State Action.' This phrase gives rise to a false direction in that it implies some impressive machinery or deliberative conduct normally associated with what orators call a sovereign state. The vital requirement is State responsibility--that somewhere, somehow, to some extent, there be an infusion of conduct by officials, panoplied with State power, into any scheme by which colored citizens are denied voting rights merely because they are colored.'' Terry v. Adams, 345 U.S. 461, 473 (1953) (Justice Frankfurter concurring).
[Footnote 31] The idea was fully spelled out in Justice Bradley's opinion on circuit in United States v. Cruikshank, 25 Fed. Cas. 707, 712, 713 (No. 14,897) (C.C.D. La. 1874). The Supreme Court's decision in United States v. Cruikshank, 92 U.S. 542, 555 -56 (1876), and United States v. Reese, 92 U.S. 214, 217 -18 (1876), may be read to support the contention. Ex parte Yarbrough, 110 U.S. 651 (1884), involved a federal election and the assertion of congressional power to reach private interference with the right to vote in federal elections, but the Court went further to broadly state the power of Congress to protect the citizen in the exercise of rights conferred by the Constitution, among which was the right to be free from discrimination in voting protected by the Fifteenth Amendment. Id. at 665-66.
[Footnote 34] Supra, pp. 1933-36.
[Footnote 36] ''The United States is a constitutional democracy. Its organic law grants to all citizens a right to participate in the choice of elected officials without restrictions by any State because of race. This grant to the people of the opportunity for choice is not to be nullified by a State through casting its electoral process in a form which permits a private organization to practice racial discrimination in the election. Constitutional rights would be of little value if they could be thus indirectly denied.'' Id. at 664.
[Footnote 38] Id. at 477 (Justices Clark, Reed, and Jackson, and Chief Justice Vinson).
[Footnote 39] Id. at 470.
[Footnote 40] Id. at 462, 468-69, 470 (Justices Black, Douglas, and Burton).
[Footnote 41] Id. at 466-68. Justice Minton understood Justice Black's opinion to do away with the state action requirement. Id. at 485 (dissenting).
[Footnote 42] 71 Stat. 637, 42 U.S.C. Sec. Sec. 1971(b), 1971(c). In a suit to enjoin state officials from violating 42 U.S.C. Sec. 1971(a), derived from Rev. Stat. 2004, applying to all elections, the defendants challenged the constitutionality of the law because it applied to private action as well as state. The Court held that inasmuch as the statute could constitutionally be applied to the defendants it would not hear their contention that as applied to others it would be void. United States v. Raines, 362 U.S. 17 (1960), disapproving the approach of United States v. Reese, 92 U.S. 214 (1876).
[Footnote 43] Pub. L. No. 89-110, Sec. Sec. 11-12, 79 Stat. 443, 42 U.S.C. Sec. Sec. 1973i, 1973j.
[Footnote 44] The 1871 Act, ch. 99, 16 Stat. 433, provided for a detailed federal supervision of the electoral process, from registration to the certification of returns. It was repealed in 1894. ch. 25, 28 Stat. 36. In Giles v. Harris, 189 U.S. 475 (1903), the Court, in an opinion by Justice Holmes, refused to order the registration of 6,000 African Americans who alleged that they were being wrongly denied the franchise, the Court observing that no judicial order would do them any good in the absence of judicial supervision of the actual voting, which it was not prepared to do, and suggesting that the petitioners apply to Congress or the President for relief.
[Footnote 45] Pub. L. No. 85-315, 71 Stat. 634. See United States v. Raines, 362 U.S. 17 (1960); United States v. Alabama, 192 F. Supp. 677 (M.D. Ala. 1961), aff'd, 304 F.2d 583 (5th Cir.), aff'd, 371 U.S. 37 (1962).
[Footnote 46] Pub. L. No. 86-449, 74 Stat. 86.
[Footnote 47] Pub. L. No. 88-352, 78 Stat. 241.
[Footnote 48] Pub. L. No. 89-110, 79 Stat. 437, 42 U.S.C. Sec. 1973 et seq.
[Footnote 49] The phrase ''test or device'' was defined as any requirement for (1) demonstrating the ability to read, write, understand, or interpret any matter, (2) demonstrating any educational achievement or knowledge, (3) demonstrating good moral character, (4) proving qualifications by vouching of registered voters. Aimed primarily at literacy tests, South Carolina v. Katzenbach, 383 U.S. 301, 333 -34 (1966), the Act was considerably broadened through the Court's interpretation of Sec. 5, 42 U.S.C. Sec. 1973c, which require the approval either of the Attorney General or a three-judge court in the District of Columbia before a State could put into effect any new voting qualification or prerequisite to voting or standard, practice, or procedure with respect to voting, to include such changes as apportionment and districting, adoption of at-large instead of district elections, candidate qualification regulations, provisions for assistance of illiterate voters, movement of polling places, adoption of appointive instead of elective positions, annexations, and public employer restrictions upon employees running for elective office. Allen v. State Board of Elections, 393 U.S. 544 (1969); Perkins v. Matthews, 400 U.S. 379 (1971); Georgia v. United States, 411 U.S. 526 (1973); Dougherty County Bd. of Educ. v. White, 439 U.S. 32 (1978). See also United States v. Board of Comm'rs of Sheffield, 435 U.S. 110 (1978) (pre-coverage provisions apply to all entities having power over any aspect of voting, not just ''political subdivisions'' as defined in Act).
[Footnote 53] Justice Black dissented from that portion of the decision which upheld the requirement that before a State could change its voting laws it must seek approval of the Attorney General or a federal court. Id. at 355.
[Footnote 55] 84 Stat. 315, 42 U.S.C. Sec. 1973aa.
[Footnote 60] The 1975 amendments, Pub. L. 94-73, 89 Stat. 400, extended the Act for seven years, expanded it to include those areas having minorities distinguished by their language, i.e., ''persons who are American Indian, Asian American, Alaskan Natives or of Spanish heritage,'' 207, 42 U.S.C. Sec. 1973 1f(c)(3), in which certain statistical tests are met and requiring election materials be provided in the language(s) of the group(s), and enlarged to require bilingual elections if more than five percent of the voting age citizens of a political subdivision are members of a single language minority group whose illiteracy rate is higher than the national rate. The 1982 amendments, Pub. L. 97-205, 96 Stat. 131, in addition to the Sec. 2 revision, alter after August 5, 1984, the provisions by which a covered jurisdiction may take itself from under the Act by proving to the special court in the District of Columbia that it has complied with the Act for the previous ten years and that it has taken positive steps both to encourage minority political participation and to remove structural barriers to minority electoral influence. Moreover, the amendments change the result in Beer v. United States, 425 U.S. 130 (1976), in which the Court had held that a covered jurisdiction was precluded from altering a voting practice only if the change would lead to a retrogression in the position of racial minorities; even if the change was only a little ameliorative of existing discrimination, the jurisdiction could implement it. The 1982 amendments provide that the change may not be approved if it would ''perpetuate voting discrimination,'' in effect applying the new Sec. 2 results test to preclearance procedures. S. Rep. No. 417, 97th Congress, 2d Sess. 12 (1982); H.R. Rep. No. 227, 97th Congress, 1st Sess. 28 (1981).
[Footnote 61] Private parties may bring suit to challenge electoral practices under Sec. 2. It provided, before the 1982 amendments, that ''[n]o voting qualification or prerequisite to voting, or standard, practice, or procedure shall be imposed or applied by any State or political subdivision to deny or abridge the right of any citizen of the United States to vote on account of race or color.''
[Footnote 63] In Sec. 3 of the 1982 amendments, Sec. 2 of the Act was amended by the insertion of the quoted phrase and the addition of a section setting out a nonexclusive list of factors making up a totality of circumstances test by which a violation of Sec. 2 would be determined. 96 Stat. 134, amending 42 U.S. Sec. 1973. Without any discussion of the Fifteenth Amendment, the Court in Thornburg v. Gingles, 478 U.S. 30 (1986), interpreted and applied the ''totality of the circumstances'' test in the context of multimember districting.